In the mid-1990s, embryologist Jacques Cohen pioneered a promising
new technique for helping infertile women have children. His
technique, known as cytoplasmic transfer, was intended to "rescue"
the eggs of infertile women who had undergone repeated, unsuccessful
attempts at in vitro fertilization, or IVF. It involved injecting
the cytoplasm found inside the eggs of a fertile donor, into
the patient's eggs.
When the first baby conceived through cytoplasmic transfer was
born in 1997, the press instantly hailed Cohen's technique as
yet another technological miracle. But four years later, the
real story has proven somewhat more complicated. Last year,
Cohen and his colleagues at the Institute for Reproductive Medicine
and Science of St. Barnabas, a New Jersey fertility clinic,
set off alarm bells among bioethicists with the publication
of a paper detailing the genetic condition of two the 17 cytoplasmic-transfer
babies born through the clinic to date. The embryologists reported
that they had endowed the children with extra bits of a special
type of genetic material, known as mitochondrial DNA, or mtDNA,
which came with the cytoplasm transferred from the donor eggs
to the patient's.
That meant the resulting children had three genetic parents:
mother, father, and mtDNA donor. It also meant that female children
would transmit their unorthodox combination of mitochondrial
DNA to their own offspring (mtDNA is passed down only through
eggs), with unknown implications. In effect, Cohen had created
the first bioengineered babies. As Cohen's group noted, their
experiment was "The first case of human [inheritable] genetic
modification resulting in normal, healthy children."
Just how normal those children will turn out to be is anybody's
guess. At a recent meeting in Europe, the New Jersey researchers
reported that one of the children conceived through cytoplasmic
transfer has been diagnosed with "pervasive developmental
disorder," a catch-all term for symptoms that range from
mild delays in speech to autism. Cohen's group maintained that
it is extremely unlikely that cytoplasmic transfer and the resulting
mishmash of mtDNA is to blame.
But geneticists have only begun to trace the connections between
mtDNA and a host of diseases ranging from strange metabolic
ailments to diabetes and Lou Gehrig's disease, and some experts
argued that the child's disorder may well be caused by a mismatch
between the donor and mother's mtDNA. As Jim Cummins, a molecular
biologist at Murdoch University in Western Australia, put it:
"To deliberately create individuals with multiple mitochondrial
genotypes without knowing the consequences is really a step
into the dark."
Welcome to the murky world of "reprogenetics," as
Princeton biologist Lee Silver has dubbed the merger between
the science of genetics and the fertility industry. While much
of the nation's attention has been focused on human cloning,
a possibility that is still largely theoretical, a massive,
uncontrolled experiment in bioengineering humans is well underway
in the Wild West of American fertility clinics, as Cohen and
his colleagues have demonstrated. Indeed, there has been more
debate over---and far more research into---the implications
of bioengineered corn than of bioengineered humans.
Now, many bioethicists believe that Cohen's experiment with
cytoplasmic transfer was just one more small step towards a
world in which eugenics is another name for making babies. Today,
any couple with several thousand dollars to spare can choose
the sex of their offspring, while parents who are carriers for
certain genetic disorders can undergo IVF and have the resulting
embryos genetically tested to ensure their children are free
of disease. Tomorrow, parents may be able to enhance their offspring
with designer genes. One day, the fertility industry's efforts
to help couples conceive could bring society to the brink of
altering the genetic heritage of the species.
All that currently stands in the way of parents bent on practicing
homegrown eugenics are the ethics of individual fertility specialists
and the technical hurdles. Most fertility doctors have the best
of intentions, to help patients get pregnant, and to avoid transmitting
debilitating disease. And it is by no means certain that science
will ever be able to offer parents the option of bioengineering
their offspring.
All the same, the pace of the technology is dizzying. A year
ago, scientists at the Oregon Regional Primate Research Center
announced the birth of the first genetically engineered primate,
named ANDi (for "inserted DNA" spelled backwards),
a rhesus monkey whose cells contained the gene that makes jellyfish
glow in the dark. The experiment was something of a flop; ANDi
does not glow. (Rodents implanted with the gene do.) But imagine
that one day science does acquire the skills to make "designer
babies," that the connections between genes and complex
traits such as intelligence or musical ability are finally known.
While only the weirdest of parents would to want to genetically
engineer offspring with jellyfish genes, others would undoubtedly
jump at the chance to "customize" their children with
a sparkling personality, brains, and beauty.
One need not be deeply religious or oppose abortion to be troubled
by the prospect of a society in which, as bioethicist Alexander
Capron puts it, "the wanted child becomes the made-to-order
child."
One near-term possibility that many parents, if given the opportunity,
will want to weed out embryos carrying genetic traits for a
host of non-lethal conditions, like baldness, shyness, short
stature, or homosexuality. Fertility specialists are already
getting requests from prospective parents who want to know if
they can be assured their embryos won't turn out to be hyperactive
or gay. Today, Tom Sawyer and Huck Finn would have been diagnosed
with attention-deficit disorder and medicated. Tomorrow, they
might not be allowed out of the petri dish.
Yet thanks largely to abortion politics and our collective
squeamishness about intruding on the individual's right to become
a parent, the nation has few mechanisms in place for controlling
the pace of this new technology, ensuring the safety of patients,
or even talking about the ethics of such experiments.
Since 1998, the Food and Drug Administration (FDA) has argued
that genetically manipulated embryos are a "biological
product," and therefore subject to regulation, just like
medical devices and drugs. But because of a quirk in federal
law, the FDA's authority in this sphere is far from certain.
Last summer, FDA sent warning letters to six fertility centers
threatening "enforcement action," and asserting its
regulatory power over "therapy involving the transfer of
genetic material by means other than the union of [sperm and
egg.]" Cohen's clinic at St. Barnabas chose to stop performing
cytoplasmic transfer. But at least two other recipients scoffed
at the agency's threat: Panos Zavos, an embryologist at a Kentucky
fertility clinic, and Brigitte Boisselier, the scientific director
of Clonaid, the clinic set up by a group known as the Raelians,
who believes human beings were genetically engineered by aliens.
Both have announced their intentions to clone a human being.
Both also disputed the FDA's authority, and several bioethicists
and legal scholars had to agree that the FDA could not prevent
them from tinkering with human bioengineering. "It's a
stretch for the FDA," says R. Alta Charo, a legal scholar
and bioethicist at the University of Wisconsin, and former member
of President Bill Clinton's Bioethics Advisory Committee.
A Fertile Market
When the state of Virginia approved the opening of the nation's
first IVF clinic in Norfolk, Va., in 1980, anti-abortionists
protested by the hundreds. Abortion opponents were concerned
that fertility doctors would be playing God with babies' lives,
and that they would discard or experiment on imperfect embryos
before implantation. They also feared that couples would be
inclined to abort abnormal fetuses.
Charles Dean Jr., president of the Norfolk chapter of the anti-abortion
Virginia Society for Human Life, told The Washington Post, perhaps
somewhat presciently, "There was no proper study of the
medical, moral, legal and scientific merits [of IVF]. Meanwhile,
we're charging off into the darkness, and I feel it's a tragedy
and a disgrace."
In fact, there had been two decades of research in animals
on IVF, and the protesters failed to block the Norfolk clinic
from producing its first test-tube baby a year later. But abortion
foes did manage to take their case to the federal government.
After Louise Brown, the first test-tube baby, was born in England
in 1978, and the potential for the new technology became apparent,
researchers at the Norfolk clinic, along with several other
American scientists, applied for federal funds for embryo research.
The anti-abortion movement, however, intervened and successfully
lobbied the government to ban federal funding in the field.
The ban did little to address the protesters' core concerns
about the implications and use of new reproductive technology.
In fact, one could argue that it only made the situation worse.
As it turned out, fertility doctors didn't need federal money.
With millions of American couples unable to conceive, doctors
and embryologists found a lucrative market for the end products
of their work, which could legally continue so long as it involved
no federal funds.
Financed entirely with private money, the burgeoning fertility
industry emerged without a framework for deliberating the ethics
of the technology. It also was not bound by any of the requirements
that would have come with federally regulated research funds
to adequately test new techniques for safety and efficacy before
putting them into widespread use.
Not surprisingly, the industry boomed. In 1985, there were
30 fertility clinics in the U.S. A decade later, there were
more than 300. More than one million couples seek fertility
treatment each year, and spend more than $3 billion in pursuit
of babies. Fees for IVF, the simplest procedure offered, vary
between $5,000 and $15,000, with another $2,000 to $3,000 for
fertility drugs. A new technology, called pre-implantation genetic
diagnosis, or PGD, allows parents who are carriers for certain
recessive genetic disorders, like cystic fibrosis and hemophilia,
to screen embryos before they are transferred to the mother's
womb. PGD can add several thousand dollars to the bill.
With so much money at stake, the market for fertility services
is highly competitive, but without government regulation or
oversight, the infertility business has become a bit like the
dietary supplement industry. There are lots of miraculous claims
but not much data to back them up---and tremendous financial
incentive to push the envelope with radical new products.
For instance, not all clinics are equally adept at producing
babies. Clinic success rates have improved steadily over the
last few years, from an average of 17 percent in 1992 for women
under 40, to nearly 30 percent in 1999, the most recent year
for which figures are available. But these rates vary wildly,
from as low as 14 percent to as high as 60 percent.
And babies, of course, are what patients are paying for---usually
out of their own pockets, because most insurers do not cover
IVF treatment. Clinics have strong financial incentives to inflate
their pregnancy rates, or at least to persuade prospective patients
that their chances of getting pregnant are high. The largest
clinics have substantial advertising budgets, and they market
heavily to primary care physicians, who refer patients to clinics,
with lavish dinners and seminars in exotic locales.
Assisted Hatching
The fertility industry's self-promotion has gone largely unchallenged,
either by the media or the scientific community. While the press
has hailed each new development as a godsend for desperate would-be
parents, with headlines such as "Amazing Medical Breakthrough"
and "New Hope for Infertile Couples," medical researchers
who may doubt the validity of these claims have for the most
part remained mute. That's because the ban on federal funding
for embryo research has made objective analysis of new techniques
nearly impossible, and have left infertile couples the unwitting
participants in a vast experiment of largely untested technology.
Scientific development in the field has fallen not to high-caliber,
federally funded embryologists, but instead to the clinics themselves,
which use profits from patients to conduct research. The technology
has proceeded with minimal government oversight and peer review,
and in the opinion of many biologists, has suffered in quality
as a result. "There is no real hard-core scientific background
on the part of many of the individuals who are doing this work,"
says Jonathan Van Blerkom, a leading embryologist at the University
of Colorado. Clinics focus their efforts almost exclusively
on increasing pregnancy rates, often with little regard for
the basic biology and potential consequences to patients and
babies.
In the early 1990s, for example, clinics were trumpeting an
alphabet soup of new techniques, with names like GIFT, for gamete
intra-fallopian transfer, and ZIFT, for zygote intra-fallopian
transfer. Both involved surgery, and were used on hundreds of
patients, only to be abandoned when clinicians figured out they
did not improve pregnancy rates and other techniques proved
more helpful.
"Co-culture," the practice of mixing reproductive
tissue taken from animals with the culture medium was widely
used to incubate embryos, with little regard for the possibility
that animal tissue might contain contaminants, such as the infectious
agent that causes mad cow disease. Without quantitative results
to guide the field, such untested techniques as co-culture are
often adopted on faith.
In most cases, patients and potential offspring were unharmed,
but not always. Take, for example, "assisted hatching"
a technique that involves creating a tiny hole in the outer
covering of an embryo just before transferring it to the mother's
womb. Many fertility specialists believe that assisted hatching
helps embryos implant properly in the womb and boosts pregnancy
rates, although they have little hard evidence for this. Assisted
hatching also may increase the risk of conjoined, or Siamese,
twins. But there are no statistics available to pin down the
risk, because most families choose to abort, and clinics are
reluctant to publish such results.
Then there's intra-cytoplasmic sperm injection (ICSI), a procedure
that was hailed in the mid-90s as a breakthrough in male infertility.
ICSI does indeed allow men with few or feeble sperm to become
fathers. An embryologist draws a single sperm into a micro-needle
and then injects it directly into the mother's egg, rather than
simply mixing sperm and eggs in a petri dish, as in normal IVF.
To date, several thousand American babies have been born thanks
to the steady hands of embryologists. Yet the technology's long-term
safety is still unclear. "ICSI is almost certainly going
to increase the likelihood of male infertility in the offspring,"
says Murdoch University's Jim Cummins. Since ICSI is only ten
years old, there's no way to settle the question until ICSI
boys grow up.
In the meantime, ICSI children may be vulnerable to birth defects.
In November 1997, The British Medical Journal published a controversial
study that found that ICSI babies were 200 percent more likely
to have a major birth defect than babies conceived naturally,
and 50 percent more likely to have a minor defect. Some critics
argue that this study suffers from statistical flaws, but a
variation on the technology, known as second-day ICSI, heightens
the risk of such chromosomal abnormalities as Down's syndrome,
and clinics have stopped using it.
Multiplicity
Even when techniques pose a clear danger to offspring, clinics
are loath to abandon them as long as they boost pregnancy rates.
The most glaring example is the practice of transferring multiple
embryos to a woman's womb. Since 1980, according to the National
Center for Health Statistics, the number of twins born per year
has risen 67 percent. The rate of triplets and higher-order
birth multiples has soared from 37 per 100,000 live births in
1980 to 184 per 100,000 in 1999. The increase is due almost
entirely, according to federal statisticians, to fertility treatments.
Only 20 percent of triplets and higher-order multiples are conceived
naturally. (Most extremely high-order multiples, like the McCaughey
septuplets, occur when the woman is given fertility drugs and
her doctor fails to recognize how many eggs she has produced.)
The risks to multiples and their mother are substantial, and
so is the cost. Women pregnant with multiples are more likely
than those with singletons to suffer premature delivery, toxemia
(a potentially fatal form of high blood pressure), and hemorrhage.
Their infants are vulnerable to cerebral palsy, learning disabilities,
blindness, developmental delays, and mental retardation, largely
because they are often born prematurely. While there are no
national statistics on the cost of multiples, a recent study,
published in The Journal of Maternal and Fetal Medicine, found
that the average charge per triplet pregnancy at one New York
City hospital was nearly $190,000. Other studies have shown
that triplets can cost as much as 400 times a standard singleton
pregnancy and delivery.
"Data on higher-order gestations have been known for years,"
says Van Blerkom. But fertility clinics have been unwilling
to do anything about it he says, for fear they would cut their
pregnancy rates. "Have you ever seen a fertility specialist
stand next to a couple with their premature quads and say, This
is a disaster for these patients. I think we blew it?'"
says Van Blerkom. "Most people in the field were content
to let selective terminations at week 13 or 14 clean up the
problem."
Under pressure from insurance companies, who often refuse to
pay for IVF but wind up footing the bill for multiple births,
the American Society for Reproductive Medicine finally issued
guidelines last year aimed at reducing the chances of multiples.
From the outside, the guidelines seem self-evident: For younger
patients, ASRM recommended transferring at most two embryos
to the mother's womb; older women, whose embryos are less likely
to implant in the uterus and begin developing, can receive as
many as five.
But for clinics, the dual pressures of profitability and desperate
patients have made such seemingly obvious precautions difficult
to follow. "We're under pressure to have high pregnancy
rates," complains one clinic doctor. "The problem
is we've never had any way of knowing what was the right number
of embryos to transfer."
European fertility specialists, who are often required by law
to transfer no more than one or two embryos to a single patient,
don't seem to have the same trouble. They use research conducted
by Van Blerkom and others in the late 1990s showing how to select
the most viable embryos and reduce the number that is transferred
to the mother. But choosing embryos requires painstaking attention,
often at odd hours of the night, and American fertility clinics
have been reluctant to invest in technologists who can perform
it.
Without federal funding for studies, or oversight from a government
body like the FDA, reproductive medicine has had little outside
incentive to make such changes as bringing down the rate of
multiple births. "We've got the worst system you could
possibly come up with," says Dr. Lawrence Udoff, a fertility
specialist and director of the pre-implantation genetics program
at the University of Maryland at Baltimore. "There are
people in this business who are a lot better at marketing than
they are at replicating their results. The patient ends up footing
the bill for procedures that are untested."
The industry trade group, the American Society for Reproductive
Medicine, argues that fertility doctors are doing nothing different
from any other specialist. "Reproductive medicine starts
from the same regulatory basis as every other kind of medicine,"
says ASRM spokesman, Sean Tipton. If a heart surgeon thinks
a new way of tying off an artery might work, she simply does
it. If the patient lives, she tries it again. Eventually, she
may take a retrospective look at her cases and compare the outcomes
of those who received the new method versus the old.
It is also true, however, that the history of medicine is littered
with examples of doctors unquestioningly adopting new treatments
long before they have been evaluated, only to abandon them when
they turn out to be ineffective---or worse. More than 30,000
women with breast cancer received high dose chemotherapy with
bone-marrow transplants in the 1980s and 90s. At least 9,000
died from the treatment before researchers finally performed
clinical trials, which ultimately demonstrated that high dosage
is no better than standard chemotherapy regimens.
The deeper question, of course, is why we allow uncontrolled
experimentation on human subjects in any branch of medicine.
But the issue is particularly pressing for reproductive technologies,
especially now that fertility centers are wading into the uncharted
waters of the gene pool.
Embryologists have already experimented with transferring the
nucleus of an older woman's egg into a young donor's egg from
which the nucleus has been removed, a technique that is similar
to the method used to create Dolly, the sheep. Another fertility
team successfully split a human embryo into several identical
copies, a trick that could one day help infertile women who
produce very few eggs. But it could also make possible such
Dorian Gray scenarios as multiple identical embryos being thawed
and then born several years apart, or a woman giving birth to
herself.
Baby Blues
In hindsight, perhaps the anti-abortion activists who feared
the emergence of technology like IVF were right to step back
and question the larger implications. While few Americans would
begrudge infertile couples the babies that have been produced
through IVF, the issues now being raised by genetic engineering
are not ones to be taken lightly, and a national consensus can
only be arrived at through vigorous public debate.
Some of that debate emerged in 2000, when Lisa and Jack Nash
briefly made the news when their son Adam was born in Colorado.
The Nashes already had one child, six-year-old Molly, who was
born with a rare genetic bone marrow disease that would kill
her unless she received a transplant from someone with the identical
tissue type. Both Lisa and Jack were carriers for Fanconi anemia,
a genetic disorder, leaving them with a one-in-four chance of
having another affected child each time Lisa got pregnant.
The Nashes elected, instead, to conceive 15 embryos and subject
them to PGD, or pre-implantation genetic diagnosis. A single
cell was taken from each embryo and tested for the presence
of the genetic mutation that causes Fanconi anemia. Then the
Nashes went a step further, and had the embryos checked to see
which one carried a tissue type that matched their daughter,
Molly's. Adam was born in Denver in August. In September, doctors
in Minnesota performed a stem cell transplant on Molly, using
blood taken at birth from Adam's umbilical cord and his bone
marrow. Today, the Nashes have two healthy children. Faced with
the same situation, many American parents would undoubtedly
choose the same course.
At the same time, the Nash case raises the unsettling possibility
of parents bearing children not to love and cherish them, but
for the purpose of harvesting their tissue. And what about parents
who simply want their kids to be like them, genetic warts and
all? Consider the deaf lesbian couple in Washington, D.C., who
recently sought a sperm donor who was also congenitally deaf,
so they could be assured of a deaf child. Such desires might
seem reasonable if not for the fact that any parent who deafened
a hearing baby would be charged with child abuse.
Under the current political landscape, the nation has little
control over what it deems acceptable. Americans may one day
decide that it is perfectly all right to genetically engineer
children with blue skin or webbed feet or any other trait that
parents see fit. In the meantime, current practices in the fertility
industry could use some oversight. Thus far, however, the only
legislative response to worrisome reproductive technologies
has been to ban them and accuse their practitioners of "playing
God," an argument that appeals to conservative constituents
but will in the short term, at least, prove futile. Says former
bioethics committee member Charo, "As soon as you have
absolute prohibitions you run into constitutional challenges."
Over the long term, banning certain technologies, such as reproductive
cloning, may well be advisable, but reining in the pace of reprogenetics
now is going to take a network of regulatory solutions. First
on the list: Update the FDA's decades-old charter. In recent
years, Congress has generally sided with business against the
agency, beating back its efforts to rein in the herbal medicine
industry, for example. But legislators have already signaled
their distaste for reproductive cloning, and the balance of
power is likely to shift when it comes to giving the FDA regulatory
control over reprogenetics.
The FDA, along with the U.S. Department of Health and Human
Services (HHS), jointly oversee the protection of human subjects
in clinical trials, which are required to demonstrate safety
and efficacy before new drugs or medical devices can be licensed
for market. Most of the time, companies put their products through
rigorous testing in animals long before proceeding to human
experimentation. Applying the same standards to human embryo
experiments would compel fertility clinics to perform similar
tests before subjecting patients to new reprogenetic technologies.
It would also entail the creation of specialized review boards
with the expertise to evaluate human reproductive experiments.
Tweaking tort law would also impose greater discipline on fertility
doctors and would-be human genetic engineers. Current malpractice
law rests on the idea of negligence, which means that plaintiffs
must demonstrate that a doctor failed to provide care in accordance
with accepted standards. In fast-moving, innovative arenas of
medicine, such as fertility, there is no established or accepted
"standard of care." Not surprisingly, fertility patients
almost never sue, in part because they can't find lawyers to
take their cases.
One solution, says Charo, is to stop using negligence as the
standard for reproductive medicine, and impose strict liability
instead. If the patient or child suffers a bad outcome, the
clinic is liable, and patients could, in effect, sue for wrongful
life.
England also offers a model for creating boundaries for thornier
issues bordering on eugenics. A decade after the birth of the
first test-tube baby, Parliament created a licensing board,
the Human Fertilization and Embryology Authority (HFEA), which
has kept a tight lid on burgeoning genetic technologies since
1991---to the dismay of some would-be patients and clinic directors.
In a recent case before the HFEA, for example, a family with
four boys that had lost their young daughter in a fire asked
to be allowed to choose female embryos for IVF. HFEA refused,
fearing that sex selection for purposes other than to prevent
a sex-linked disease, such as hemophilia, would push British
society toward eugenics, or at least widespread sex-selection.
A national licensing board like the HFEA would probably prove
unworkable in this country, but the U.S. would do well to create
an advisory panel for reproductive technologies that would provide
a public forum for what are now individual decisions with huge
social consequences.
Finally, anti-abortion activists need to recognize that federal
involvement in embryo research is critical for limiting the
risks posed by genetic engineering of the future and improving
the current outcomes for families desperately seeking to have
a child. Tens of thousands of embryos are discarded by fertility
clinics each year because embryologists are not allowed to work
on them using federal dollars. If conservatives wish to ban
the creation of embryos for the purpose of research, they should
focus their formidable political power on allowing research
on embryos created in the hopes of producing a child.
Funding such science would certainly bring a higher level of
rigor to the field and increased oversight of human experimentation.
The nation is already sliding down a slippery slope toward the
age of reprogenetics. Our only hope of slowing the pace is to
apply the brakes of regulation.
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